INTRODUCTION
Many
humans are addicted to the psychoactive effects of alcohol thus, it is the most
common, legal drug of choice. However, the influence of alcohol or the over-consumption
of alcoholic drinks by humans is often the cause of crimes and violence,
including fatal traffic accidents. Traffic deaths rank highest among all causes
of death & alcohol related traffic fatalities rank highest within this
category. Safety Agencies are challenged to locate intoxicated drivers and to
remove them from the public roadways.
The
analysis of alcohol in breath was considered a very desired and objective test
specimen for determination of a vehicle operator’s breath-alcohol concentration
and impairment level for evidential purposes. In the early 1950s, first Breathalyzer
set the basis for the scientific acceptance of analyzing alcohol in breath.
Law-Enforcement personnel implemented and administered these noninvasive and
efficient tests as part of their drunk-driving enforcement.
THE TECHNOLOGY OF
BREATH-ALCOHOL TESTING
The
technology of breath-alcohol testing has changed fundamentally over the years. This
was partially driven by general technology advancements and in part due to
defense challenges. The following techniques describing the most recognized
technologies used for preliminary (“screening”) and evidentiary breath-alcohol
analysis as well as its advantages and disadvantages:
1. Wet-chemical
Oxidation technology:
The analytical
principle was based on chemical oxidation by alcohol within a mixture of
dichromate and sulfuric acid in vials. It paved the way for scientific
acceptance of evidential breath alcohol testing by the international forensic
community and the courts.
Advantages:
- Compact table-top package.
- Relatively quick analysis.
- Accurate and specific to alcohol.
Disadvantage:
- Minimum required breath volume < 60mL.
- The handling of the vials is critical as they contain sulfuric acid.
- The Breathalyzer’s biggest short-coming however, was the fact that the system was operator dependent.
- Growing legal attacks in the eighties were vulnerable to manipulation by the operator thus; the equipment was rapidly replaced by newer and less operator dependent instruments.
2. Solid-state sensor technology:
Commonly
called “Taguchi” cells, a metal oxide semiconductor based sensor manufactured
by Figaro located in Japan. The Taguchi cell operates by adsorption of gas
molecules on the surface of a semi-conductor. This transfers electrons due to
the differing energy levels of the gas molecules on the semi-conductor’s
surface. These types of instruments are sold mainly to the consumer markets as
opposed to law enforcement. None of these sensor-type instruments are approved
by the National Highway Safety Administration as evidential breath testers.
Advantages:
- The sensors are small in size and rather inexpensive to manufacture. Lowest priced breath testers.
- These instruments are sold in convenience stores and mail-order-catalogues.
- The sensor is very unstable, drifty and non-specific to alcohol.
- It reads all hydrocarbons (organic vapors) and will habitually produce false positive alcohol readings caused by smoker’s and car exhaust CO as well as many other environmental vapors and gases.
- This senor is partial pressure sensitive and therefore changes sensitivity with change in altitude and elevation.
- This sensor is sensitive to changes in ambient temperature, humidity and breath flow patterns.
- For these and other reasons, solid-state sensor instruments can’t be employed in evidential and legal applications.
Most
commonly called “fuel-cell”. Fuel-cell technology for alcohol analysis was
first introduced in the early 1970s by an Austrian researcher. The EC sensor
requires a sampling system consisting of a piston or bellow pump assembly,
applying a very precise amount (~ 1 ccm) of breath to the sensor. The volume
consistency is highly important because the current produced by the sensor is
proportional to the total number of alcohol molecules converted in the sensor.
The
sensor is composed of an immobilized electrolyte, flanked by an active and a
passive electrode. The electrolyte and the electrode material are selected such
that the alcohol to be measured is electrochemically oxidized and converted at
the active electrode. The change in the electronic
conductivity causes a rise in current flowing from the active to the passive electrode.
The total electrochemical reaction is evaluated by time integration of the sensor’s
current. This sensor’s life expectancy is approximately 4-5 years.
Advantages:
- The sensor is highly specific to alcohol.
- The measurement cannot be biased or influenced by endogenous substances such as acetone (diabetics and starving people), CO or Toluene.
- The sensor is highly sensitive, down to 0.1 ppm.
- Accuracy meets specifications for evidential instruments (NHTSA) and remains stable ≥ 6 months before having to calibrate it again.
- Its expected life term is approximately 5 years.
Disadvantages:
- EC based instruments cannot observe the breath alcohol concentration throughout the subject’s exhalation . This doesn’t allow detection of alveolar breath (“deep lung air”), mouth alcohol, belching, burping, Gastro Esophageal Reflux Disease (GERD) and residual alcohol trapped under dentures or alcohol from bleeding gums.
- The EC sensor is cross sensitive to other alcohols such as methanol and isopropanol.The EC sensor’s output is temperature dependent and suffers short term fatigue if the sensor is exposed to a series of successive alcohol containing tests.
- EC based instruments are not accepted for evidential use in many countries, states and jurisdictions.
4. Infrared Spectroscopy (“IR”):
IR
technology (IR Spectra-photometry) based breath-alcohol testers were first introduced
in the mid-1970s. IR instruments have become the standard worldwide for legal,
evidential breath analysis.
The
analytical concept is based on the Beer-Lambert Law of physics, the “Law of absorption”.
It addresses the linear relationship between absorbance and concentration of an
absorber of electromagnetic radiation. Alcohol
vapor introduced into an absorption chamber will absorb some of that IR
radiation transmitted through the chamber. The amount of IR absorption is in
direct proportion to the quantity of alcohol present (breath-alcohol). However,
only IR-radiation of a specific wavelength will absorb alcohol. The two
predominantly utilized wavelengths are centered at 3.39 and 9.5 μm. The latest
generation instrumentation monitors IR absorption at 9.5 μm because the
measurements are far less prone to interference from any hydrocarbons and acetone
which absorb IR energy at 3.4 μm.
The
most significant benefits of “real-time” IR absorption analysis (continuous measurement)
requires understanding the dynamics of alcohol in the human breath. Some of
these dynamics relate to gas exchange in the mucus membranes, residual alcohol
in the upper respiratory tracks, belching, burping, Gastro Esophageal Reflux Disease
(GERD), exhaled air volume, breath flow rates and the subject’s breathing pattern.
Only
IR technology is capable of addressing these dynamic, physiological factors to determine
a legitimate, rightful and legally as well as forensically justifiable breath alcohol
measurement.
Advantages:
- IR based equipment observes the breath-alcohol concentration throughout the subject’s exhalation. This allows the plot of the entire IR-absorption curve and the instrument’s intelligence to assure that.
- The breath sample was of alveolar nature.
- No residual or mouth alcohol was present.
- The recorded absorption curve can be presented in court if the case is challenged.
- The IR system does not have a limited life expectancy, will not fatigue with successive, high alcohol concentration test series and remains extremely stable for years.
- These instruments are equipped with many other important peripherals and functionalities (please observe “Other required performance features for evidential breath testers” below).
- IR instruments are today’s standard worldwide for legal, evidential breath-alcohol analysis and consequently face fewer legal challenges than all other breath testing devices and technologies.
- IR instruments are larger in size thus, not suitable for portable, handheld operation.
- These instruments are more expensive than handheld (screening) equipment employing solid-state or EC sensors.
Various
human specimens can be considered for measuring a person’s alcohol concentration
level. All body fluids as well as expired breath are legitimate specimens for alcohol
concentration measurements. However, the two most popular methodologies for medico
legal alcohol testing are blood analysis and breath analysis.
Roadside
tests or so called screening tests are conducted with handheld, mainly EC based
instruments. These instruments are portable, battery operated and provide quick
test results.The main objective of these tests are for confirmation of probable
cause for submission to an evidential test procedure.